Hong Kong, China (3)

Title of the survey

Annual Survey of Industrial Production

Organization responsible

Census and Statistics Department, Industrial Production Statistics Section.

Periodicity of the survey

Annual.

Objectives of the survey

To compile statistics on the operating characteristics and structure of the industrial activities covered, to assess the contribution of these activities to the Gross Domestic Product and to collect commodity details of industrial production. The statistics compiled are useful to both the government and the private sector in formulating policies and making decisions.

Main labour topics covered by the survey

Number of persons engaged and compensation of employees; Other topics: Output, cost structure and other salient operating features.

Reference period

The calendar year, or any 12-month period between 1 January of a given year and 31 March of the following year, according to accounting practices of individual establishments. For establishments which commenced or ceased operation within their respective accounting periods, data are collected for that part of the period during which the establishments are in operation.

Coverage of the survey

Geographical

The whole territory.

Industrial

Mining and quarrying, manufacturing, and electricity, gas and water.

Establishments

All types and sizes of establishments in operation during the reference period, in both the private and public sectors.

Persons

All persons engaged.

Occupations

Not relevant.

Concepts and definitions

Employment

Data refer to all persons engaged, i.e. the total number of working proprietors, active partners and unpaid family workers, plus the number of employees averaged over the four quarters covered by the reporting period. Among all persons engaged, employees, of which operatives and other employees, are separately identified. Operatives comprise all employees directly engaged in production or in activities directly auxiliary to production, such as machine operators, craftsmen, repairing, testing and packaging workers, chargehands, foremen, technicians and inspectors. Other employees comprise professional and administrative personnel (such as managers, engineers, accountants and executives), clerical and related workers, and others (such as salesmen, drivers, watchmen and receptionists). Other persons engaged comprise working proprietors and active partners (i.e. individual proprietors and partners, whether drawing regular salaries or not, who are actively engaged in the work of the establishment), and unpaid family workers (i.e. persons having family ties with the proprietors or partners and working in the establishment for at least three hours each day without regular pay). These two categories are not applicable to limited companies. Employees are divided into full-time and part-time workers. Part-time workers are those who work for three to five hours each day. Excluded from the number of persons engaged are workers who work for less than three hours each day; persons who are on indefinite lay-off and on pension; employees posted in overseas offices and outworkers who work in their own premises on materials supplied by the establishment.

Compensation of employees

It corresponds to the sum of gross cash wages and salaries paid to operatives and other employees, payments in kind, employers' social security expenditure, and payments to outworkers. The following components are separately identified: Data are collected separately for operatives, other employees and outworkers (generally on a piece-rate basis). Other elements of labour cost, namely the cost of vocational training, the cost of establishment owned dwellings, the cost of grants and related services for employees and taxes on employment or payroll, are excluded.

Hours of work

For each category of employees (operatives and other employees, full-time and part-time workers), data are collected on:

International recommendations

The concept of compensation of employees used in this industrial survey is in line with the guidelines contained in the System of National Accounts (SNA), 1993. The definitions of normal hours of work and overtime hours used in this survey correspond to the concept of "hours paid for".

Classifications

Components of labour cost / compensation of employees

Data on compensation of employees are classified by main components (i.e. wages and salaries in cash, including allowances, bonuses, and severance and termination pay; payments in kind and employers' social security expenditure; and payments to outworkers).

Industrial

Data on employment and compensation of employees are classified according to the Hong Kong Standard Industrial Classification (HSIC), which basically follows the International Standard Industrial Classification of all economic activities (ISIC), Rev.2, 1968, with some slight modifications. Establishments in the manufacturing sector are classified into 161 industry groups (at the four-digit industry code), then aggregated into 26 major industry groups and further into ten broad industry groups.

Occupational

Not relevant.

Others

Type of ownership, geographic district, number of persons engaged, value of gross output, value added, percentage share of overseas interest, and various cross-classifications.

Sample size and design

Statistical unit

The unit of inquiry is the establishment, defined as an economic unit engaged, under a single ownership or control, in one or predominantly one kind of economic activity, at a single physical location. Where separate figures relating to different activities or different locations under the same management are not available, a combined return is accepted and in this case, the reporting unit is treated as an establishment.

Survey universe / sample frame

For mining and quarrying, the list of operating establishments is provided to the Census and Statistics Department by the Mines Division of the Civil Engineering Department. For manufacturing, the Census and Statistics Department maintains and updates a comprehensive register of all manufacturing establishments, on the basis of the records of the Business Registration Office of the Inland Revenue Department, and the factory registration system of the Labour Department. The list of establishments engaged in the manufacture and distribution of electricity and gas is compiled by the C&SD based on returns from utility companies and major oil suppliers. Water supplies data are provided by the Water Supplies Department. These registers cover industrial establishments operated by private business concerns, as well as government and non-profit institutions. Based on the results of the 1991 Survey, the total number of operating establishments was estimated to be 43,969.

Sample design

Establishments in mining and quarrying, electricity and gas, government industrial undertakings and non-profit institutions, are enumerated in full. Government industrial undertakings include one quarry, one printing house, 19 prison workshops (treated collectively as one establishment), one abattoir and one water works establishments. Non-profit institutions include welfare institution workshops operated by the Social Welfare Department and some voluntary agents. In manufacturing (other than government and non-profit institutions), the sampling frame is stratified by industry group and, within each industry group, by employment size range. The sample size of each stratum is determined by Neyman's allocation according to a desired level of precision for the estimated value added of each industry group. Individual establishments are systematically selected from each stratum at a uniform interval after a random start. Altogether, 7,963 establishments were selected for enumeration in 1991, i.e. about 18 per cent of the total number of operating establishments. The total number of establishments operated in 1991 was subsequently estimated to be 43,893.

Field work

Data collection

Survey questionnaires are mailed in April of each year to sampled establishments which are asked to complete and return them by 31 July. In May, staff of the Census and Statistics Department start to visit sampled establishments to assist respondents in completing questionnaires or to collect completed forms. Reminder letters are issued during different stages of the survey to urge respondents to respond early.

Survey questionnaire

It consists of two parts: the main part for collecting basic data (establishment characteristics, employment, compensation of employees, payments to outworkers, payments for services rendered by other establishments, other operating expenses, as well as purchases, sales and production, book value of stocks, capital expenditure, etc.), and the second part containing supplementary questions on specific topics. It is accompanied with explanations on the objective and coverage of the survey, definitions of the terms used and instructions on how to evaluate values, receipts and expenditure.

Substitution of sampling units

Not relevant.

Data processing and editing

Completed questionnaires are subject to thorough checking by office staff and detailed validation checks by computer before tabulation. Checks include completeness of entries, consistency among data items and credibility of reported data. For establishments with high gross output values, all dubious entries are clarified with respondents by telephone or field verification visits. For establishments with low gross output values, the more serious reporting errors are rectified by respondents, while the less serious errors are corrected by imputation from the accepted data of similar establishments.

Types of estimates

Construction of indices

Not relevant.

Weighting of sample results

The estimated compensation of employees in a particular stratum is derived by summing the product of compensation of employee for each sampled establishment and its corresponding grossing-up factor, which is the reciprocal of the sampling fraction.

Adjustments

Non-response

The economic contributions of non-reporting establishments are imputed from the cost and production patterns displayed by reporting establishments of the same industry group and employment size group.

Other bias

Not applicable.

Use of benchmark data

Not relevant.

Use of other surveys

Not relevant.

Indicators of reliability of the estimates

Coverage of the sampling frame

Coverage is virtually complete.

Sampling error / sampling variance

The relative standard error of estimates of compensation of employees computed from the 1991 survey, was 1.01 per cent for all manufacturing industries, with a 95 per cent confidence interval (calculated on the basis of reporting establishments).

Non-response rate

For the 1991 survey, 6,212 establishments had completed and returned their questionnaires by late March 1993, out of 7,963 establishments selected for enumeration in the sample survey; 684 establishments (about 8.6 per cent) had failed to respond or could not be located, and 1,067 were found to have never operated during the survey reference period or to have fallen outside the scope of the survey.

Non-sampling errors

Not relevant.

Conformity with other sources

Not relevant.

Estimates for non-survey years

Not relevant.

Available series

Regular tables include: The term principal statistics includes, among other data, the number of establishments, the number of persons engaged and total compensation of employees.

History of the survey

The Annual Survey of Industrial Production was first conducted in 1974 for the year 1973. For 1974 and 1975, the survey covered the textiles and clothing industries only. Since 1976, it has been conducted each year on a regular basis. As from the 1984 survey, new definitions have been adopted for different topics covered by the survey, such as for purchases of materials, supplies and industrial work or services, or gross output. As from the 1986 survey, revised terms have been adopted, but the definitions remained unchanged. Since the 1987 survey, the electricity and gas sector includes establishments engaged in the distribution of liquefied petroleum gas (LPG) through systems of mains. Prior to 1990, statistics were classified according to the International Standard Industrial Classification of All Economic Activities (ISIC), Rev. 2, 1968. As from the 1990 survey, the HSIC was adopted for compiling and publishing statistics. Data for the years prior to 1990 have been recompiled in HSIC to facilitate comparisons.

Documentation

Census and Statistics Department: Report on the Survey of Industrial Production (annual, Hong Kong). It is published about 20 months after the end of the reference year of the survey. idem: Annual Digest of Statistics (annual, ibid.). The 1993 edition contains principal statistics from the 1991 Survey. Unpublished tables are also available upon request to the Industrial Production Statistics Section of the Census and Statistics Department.

Confidentiality / Reliability criteria

The Survey is conducted under the Census and Statistics (Annual Survey of Industrial Production) Order 1984, made under the Census and Statistics Ordinance. The Ordinance provides for the collection of specified data from respondents and obliges the Census and Statistics Department to preserve the confidentiality of information of individual establishments. For confidentiality reasons, data cells relating to one or two establishments are suppressed from publication, except for the number of establishments and persons engaged. The suppressed statistics are, nevertheless, included in the respective totals at some broader level of classification.

Other information

Data supplied to the ILO for publication

Statistics of average compensation of employees in manufacturing, per employee and per year, are published in tables 22A and 22B of the Yearbook of Labour Statistics. In this publication, data exclude payments made to outworkers.

Other sources of data

Statistics of the number of persons engaged and compensation of employees are also compiled for other divisions of economic activity, through a series of annual industrial surveys such as: the Survey of Wholesale and Retail Trades, Restaurants and Hotels; the Survey of Transport and Related Services; the Survey of Storage, Communications, Financing, Insurance and Business Services, and the Survey on Building and Construction. These statistics are published in the relevant survey reports and in Census and Statistics Department: Annual Digest of Statistics (Hong Kong).